Comparative Analysis of Rationale-Augmented and Standard DPO on Harmlessness and Helpfulness Using OPT-350M
Abstract
Abstract: This research investigates the effectiveness of alignment techniques, Supervised Fine-Tuning (SFT), Direct Preference Optimization (DPO), and a combined SFT+DPO approach on improving the safety and helpfulness of the OPT-350M language model. Utilizing the Anthropic Helpful-Harmless RLHF dataset, we train and evaluate four models: the base OPT350M, an SFT model, a DPO model, and a model trained with both SFT and DPO. We introduce three key evaluation metrics: Harmlessness Rate (HmR), Helpfulness Rate (HpR), and a Combined Alignment Score (CAS), all derived from reward model outputs. The results
Research Question
How does rationale-augmented DPO compare to standard DPO in terms of Harmlessness Rate and Helpfulness scores on the Anthropic HH-RLHF dataset when evaluated on OPT-350M?
Verification Level
| Paper level | L2, Source-grounded claims | |
| Source-grounded claims | 11 | |
| Claim record source | parsed source sections |
Descriptive public verification status only; aggregate claim counts are public, but individual claim records are not exposed here.
Truth-Engine Gate Verdict
| Status | Verified | |
| Gate | Gate 2 — Verification (formal proof or sandbox reproduction) | |
| Reason | Sealed-sandbox formula repro: Computed 100.0 matches expected 100.0 (tolerance=5.0%). | |
| Evaluated | 2026-06-12T07:09:12.717485+00:00 |
This record has passed Gate 2: a Lean4 proof source type-checks, or a sealed-sandbox run reproduced the reported results within the stated tolerance. A reproducible artifact (proof source or repro script and results) is attached to this record. VERIFIED requires an attached reproducible artifact (Lean4 proof source, or repro script and results) before this status can be set; it is not derived from review score or claim count.
Quality Tier
| Tier | DOI grade | |
| Basis | Review score and verified-claim count meet DOI-grade public quality thresholds. |
Descriptive public triage only; this tier does not alter current publication or DOI behavior.
Quality Dimensions
| Evidence strength | MEDIUM | |
| Citation grounding | MEDIUM | |
| Uncertainty disclosure | MEDIUM | |
| Reproducibility status | HIGH |
Automated triage signals derived from public fields; not human peer review or independent validation.
Correction Record
| Status | CURRENT |
| Correction count | 0 |
| Manifest contract | paper-manifest-v1.1 |
| Correction contract | correction-record-v1 |
Public corrections are additive records. Current status does not claim the synthesis is error-free.
Provenance
| Publisher | Assignee Research |
| Public provenance | L4, External archival record |
| Report artifact | Available |
| External record | Registered |
| Claim lineage | 11 aggregate source-grounded claims |
| Review method | Automated multi-reviewer assessment |
| Quality guide | How to read scores, claims, manifests, and evidence links |
| Provenance contract | source-provenance-v1 |
| Note | Machine-generated synthesis of existing literature. Not primary research. |